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A fortune 500 insurance company is seeking an attorney to consult on a variety of corporate matters. The attorney will be expected to develop mutual fund board meeting materials, draft fund and investment adviser procedures, prepare/negotiate related agreements and work on all fund and adviser-related matters. In addition, the attorney will provide legal advice and other legal support to internal clients and monitor legislation and new laws affecting mutual funds and investment advisers. The role will involve drafting prospectus disclosure, investment advisor disclosure, documents and materials, along with implementing appropriate procedures to comply with new laws.
Qualifications:
•law degree from an accredited law school,
•some knowledge of federal securities laws,
•excellent writing and communication skills,
•detail oriented, organized and professional,
•a self starter who is capable of managing multiple projects and meeting deadlines,
•able to work well in a team environment,
•proficient in Microsoft Office,
•a minimum of 2+ years experience in federal securities law, preferably in the Investment Company Act of 1940 and/or the Investment Advisers Act of 1940, with a strong desire to focus on and learn the 40 Acts,
•prior financial services industry experience a plus, and
•admission to California or another state bar required
This Fortune 500 company operates nationwide and offers a wide range of life insurance, asset management, and financial services products including individual annuities and mutual funds. The company also offers a variety of investment products and services for individuals, businesses, and pension plans. A subsidiary also offers life insurance, annuities, structured settlement annuities, and other investment products and services for individual and businesses. The company employs more than 3,000 people overall and approximately 25 attorneys in the legal department.
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